Overview
The SEC Data node enables you to query and retrieve financial data from the Securities and Exchange Commission's databases. This node provides access to various SEC data sources including company filings, financial statements, market data, and regulatory information, allowing you to conduct financial research, analyze market trends, and gather information on specific companies or securities.
Input Configuration
Model Selection
Choose the appropriate data model for your query:
Available Models: Select from various SEC data endpoints including:
sec-query: General SEC database queries
sec-adv-brochure-api: Investment adviser brochure data
sec-adv-direct-owners: Direct ownership information
sec-adv-financial-industry-affiliations: Financial industry affiliation data
sec-adv-firm-search: Investment adviser firm search
sec-adv-individual-registered-adviser: Individual adviser registration data
sec-adv-private-funds: Private fund information
sec-cik: Central Index Key lookups
sec-company-name: Company name searches
sec-cusip: CUSIP identifier searches
sec-extractor: Data extraction utilities
sec-form-d: Form D filing data
sec-full-text-search: Full-text search across SEC documents
sec-indirect-owners: Indirect ownership information
sec-ticker: Ticker symbol searches
sec-trading: Trading and transaction data
Selection Method: Use the dropdown to choose the model that matches your data requirements
Data Focus: Each model provides access to different types of SEC information and filing data
Query Configuration
Query Input: Enter the specific search criteria or company identifier
Input Method: Type company names, ticker symbols, CIK numbers, or other relevant identifiers
Search Scope: Query format depends on selected model and data type
Connection Point: Can receive query parameters from other flow nodes
Examples: Company names, stock tickers, filing types, or specific search terms
Result Parameters
From Field: Specify the starting position for query results
Purpose: Define where in the result set to begin returning data
Pagination: Use for paginating through large result sets
Default Value: Typically starts at 0 or 1 depending on the data source
Size Field: Specify the number of results to return
Purpose: Control the volume of data returned from the query
Limit Setting: Set appropriate limits based on processing needs and data volume
Performance: Smaller result sets process faster and consume fewer resources
Output Configuration
SEC Data Results
Data Output: Displays retrieved SEC information in the Output section
Data Format: Results formatted according to the selected model and query type
Structured Data: Information typically returned in JSON or structured format
Connection Point: Retrieved data can feed into analysis, reporting, or processing nodes
Data Types
Filing Information: Access to various SEC filings including 10-K, 10-Q, 8-K, and proxy statements
Company Data: Basic company information, registration details, and corporate structure
Financial Data: Financial statements, ratios, and performance metrics
Ownership Data: Institutional holdings, insider transactions, and ownership changes
Market Data: Trading information, price data, and market activity
Execution Control
Run Prompt Button
Location: Top-right corner of the interface
Function: Initiates the SEC data query based on configured parameters
Processing: Retrieves data from SEC databases according to your specifications
Results Display: Query results appear in the output area upon completion
Best Practices
Query Optimization
Identifier Accuracy: Use correct company identifiers, ticker symbols, or CIK numbers
Model Selection: Choose appropriate models based on the type of data you need
Result Sizing: Set reasonable result limits to balance completeness with performance
Search Terms: Use specific search terms for more targeted and relevant results
Data Analysis
Data Validation: Verify retrieved data accuracy and completeness
Time Sensitivity: Consider filing dates and data freshness for analysis
Comparative Analysis: Use consistent time periods and metrics for company comparisons
Regulatory Context: Understand SEC filing requirements and data limitations
Performance Considerations
Query Complexity: Simple queries typically execute faster than complex searches
Result Volume: Large result sets may require pagination and longer processing times
Rate Limiting: Be mindful of API rate limits and query frequency
Data Caching: Consider caching frequently accessed data for improved performance
Integration Considerations
Flow Architecture
Data Pipeline: Use SEC data as input for financial analysis, screening, or reporting workflows
Multi-Query Analysis: Chain multiple SEC queries for comprehensive company research
Data Processing: Connect SEC data to analysis nodes for ratio calculations, trend analysis, or comparisons
Automated Monitoring: Set up regular queries for tracking company filings or market changes
Financial Analysis Applications
Fundamental Analysis: Access financial statements and ratios for investment analysis
Compliance Monitoring: Track regulatory filings and compliance status
Risk Assessment: Analyze company disclosures and risk factors
Market Research: Study industry trends and competitive positioning
Due Diligence: Gather comprehensive company information for investment decisions
Use Cases
Investment Research: Analyze company financials, performance trends, and risk factors
Compliance Tracking: Monitor regulatory filings and disclosure requirements
Market Analysis: Study sector trends, competitive landscapes, and market conditions
Academic Research: Access historical financial data for academic studies and analysis
Regulatory Reporting: Gather data for regulatory compliance and reporting requirements
Portfolio Management: Monitor holdings, track performance, and assess risk exposure
The SEC Data node provides comprehensive access to regulatory financial information, enabling sophisticated financial analysis, compliance monitoring, and investment research workflows with direct access to official SEC databases and filings.